Banking Workshop on ASBA

(Application Supported by Blocked Amounts) PHASE II


  • To discuss the idea behind introduction of ASBA Phase I and Phase II
  • The benefits of ASBA, not just to the investors but also the issuers including the Banks
  • Part I – Overview of ASBA
  • What and how of ASBA – Ideal roadmap to ASBA
  • Introduction to Phase II of ASBA
  • Benefits of ASBA – to all participants, including the bank
  • How should it be popularized
  • What steps is SEBI taking to popularize ASBA

  • Part II : Implementation of ASBA –phase I & II
  • Experiences of the banks in Phase I
  • Expectations from all participants –merchant banks, registrars, SEBI/ SE etc
  • Readying for Phase II - things to be done technology, process, manpower, etc

  • Part III (Registrar)
  • Instructions – detailing the requirements from the banks
  • Discussing the material changes for Phase II Vis a Vis Phase I

  • Part IV – ASBA process (Investment Banker)
  • Experiences so far
  • The process roadmap
  • Expectations from the banks in the Public/ Rights issue process

  • Part V – Demo on ASBA

    Part VI – Stock Exchanges
  • Next steps
  • Summing up
  • Merchant bankers, Registrar and Transfer Agents, Banks, Financial Institutes, Securities Firm, other financial intermediaries.

    One Day
    10.00 am to 4.30 pm

    Rs.3,500.00 + Applicable Service Tax per participant, inclusive of course material, tuition fees, refreshments and lunch. Payment via DD in favor of "Bombay Stock Exchange Ltd.", payable Mumbai.

    For further details regarding contents,