International Comprehensive Program
on Securities Market Operations

Program

This Five days program for market professionals in the mid to senior levels working in the securities markets provides a unique experience of learning various aspects of the policy and practice. The program is primarily meant for international audience and thus consists of a right mix of class room lectures/presentations, practical / demonstrations, interface with leading professionals and practitioner and visits to major nancial institutions in Mumbai.

Introduction To Capital Markets

  • Fundamental Role
  • Capital Market Segments & Products / Instruments
  • Primary Markets Process, Institutions & Intermediaries
  • Indices
  • Capital Assets Pricing Model (CAPM)
  • Reforms in Indian Securities Markets

  • Fundamental Analysis Of Equity

  • Purpose
  • Sector-Specic Ratios
  • Financial Statement Analysis

  • Membership On Exchanges

  • Stock Brokers, Trading and Clearing Members, Authorized Persons, Sub-brokers & Membership Norms
  • Trading Membership – Admission & Surrender Procedures, Suspension & Expulsion
  • Broker – Client Relationship
  • Investors Service Cell & Arbitration
  • Code of Advertisement

  • Regulatory Framework

  • REGULATORY FRAMEWORK
  • Securities Contracts (Regulation) Act, 1956; Securities and Exchange Board of India Act, 1992
  • SEBI Regulations (Intermediaries, 2008); (Prohibition of Insider Trading, 1992); (Prohibition of fraudulent and Unfair Trade Practices relating to securities market, 2003)
  • The Depositories Act, 1996; Indian Contract Act, 1872; Income Tax Act, 1961, Anti – Money Laundering

  • Introduction To Derivatives

  • Derivatives: What and Why? & Derivatives Contracts
  • OTC Derivatives & Exchange Traded Derivatives
  • Participants
  • Continuous Compounding
  • Regulatory Framework, Accounting & Taxation

  • Types Of Derivatives

  • Equity Derivatives
  • Interest Rate Derivatives
  • Currency Derivatives

  • Introduction To Mutual Funds

  • Role, Scheme Types, Options
  • Mutual Fund Structures, Operations & Distribution Channels
  • Distribution Commission
  • New Fund Offer, Who can invest? & who cannot invest?
  • Know your Customers (KYC)Requirements
  • Investors Transactions (Normal Physical Mode; Throught the Internet; BSE StAR Channel)
  • Expenses, Net Assets & NAV, Valuation, Load, Cut-off Timing

  • MF Evaluation – Return & Risk Metrics

  • Measuring Returns & SEBI’s Disclosure Norms on Returns
  • Absolute and Relative Returns
  • Measuring Risk & Risk Adjusted Returns (Sharpe’s Ratio, Treynor Ratio) & Applying the metrics
  • Qualitative Approaches

  • Taxation

  • Securities Transaction Tax (STT)
  • Capital Gains
  • Additional tax on income Distributed
  • Tax Deducted at Source (TDS)

  • Information Sources

  • SID, SAI & KIM
  • Fact Sheets & Fund account statements
  • Annual Report and Portfolio Statements
  • Other sources of information

  • Investor Protection

  • Structural Protection
  • Time-Standards
  • Other legal considerations for investors

  • FINTECH

  • Algorithmic Trading
  • Robo-Advisors and Systematic Trading
  • Block Chain
  • Cryptocurrency

  • Financial Risk Management: Technology and Operations

  • Market structure & Participant
  • Solution Architecture & Design
  • Financial Market Product life Cycle Development & Implementation
  • Introduction to Risk & Market Risk
  • Algorithmic Trading & complex event processing

  • Cyber security Technology and Applications

  • Introduction to cyber security
  • Systems Security, Cryptograph and Network Security
  • The Landscape of Cyber security and Case Studies
  • Study visits and walk and talk tours at:

  • Regulator
  • Exchanges
  • Banks
  • Depositories
  • Broking Houses
  • Financial Institutions
  • Senior to Mid Level Ofcials from the Regulator, Securities Market Commission, Stock Exchanges, Central and Commercial Banks, Financial Institutions, Broking Houses, Corporates and other Financial Services.

    BSE Institute Ltd., BSE Ltd., Mumbai, India.

    5 Days,
    10.00 am to 5.30 pm

    US $ 6000/- (Includes single room accommodation in a reputed star hotel, local transportation from hotel to the training venue and back, study materials, lunch & refreshments and eld visits / walk and talk tours at reputed Financial organizations).



    Enroll now to avail the discount!!
  • Register on / before 25 Feb, 2018 and avail “Flat 10% Discount” on the total fees per participant
  • Special concession on fees for group enrolment from the same organization
  • BIL reserves the right to decide the policy pertaining to permissible refund to participants who have registered and paid fees for the program
  • Use enclosed format with payment details

    25 February, 2018

    Lavanya Iyengar – Mob: +91 83569 20319
    E-mail: lavanya.iyengar@bseindia.com

    For further details regarding contents,
    E-mail: training@bseindia.com

    1. Accommodation/ Hotel Booking:
    (Note: Hotel Check in 12.00 pm – Check out 12 .00 pm)
    *Subjective to confirmation and availability

    Participants checking in before 12.00 pm will be charged from the previous day as the Hotel will have to block rooms for them from the previous day. If Extra Day stay(s) applicable, the Participant is requested to pay directly to the Hotel at the Special Rate applicable to BSE Group for single room occupancy with Breakfast only.

    2. Airport Transfers:
    Participants are requested to make own arrangements from the Mumbai International Airport to reach the Hotel and back. Participants are advised to book a pre-paid taxi/cab from the ofcial counter on their arrival at the Mumbai International Airport.

    3. Participants are advised to have the following:
        1. Travel Insurance
        2. Medical Insurance
        3. Baggage Insurance
        4. Your personal medical kit
        5. International Roaming Number
        6. Any other related

    4. BIL will bear the accommodation / stay of all the participants for 6 Nights Only, (Check In after/at 12.00 pm on Monday, 26th Feb, 2018 and Check Out by/before 12.00 pm on Saturday, 03rd Mar, 2018). If beyond, the above mentioned stay, to be borne by the participants directly to the Hotel.

    5. A participant enrolling for the program understands and accepts the fact that BIL shall make best effort to provide accommodations to participants as mentioned herein. However, participant shall assume all risk and liability with reference to its accommodations while attending program and BIL and/or BSE Ltd. shall not be liable for the same.

    6. BSE Ltd. / BIL Mumbai, India employees/coordinators would not be responsible for any accommodation/stay beyond the last day of the program or any related issues thereafter.

    7. BSE Ltd. / BIL, Mumbai, India employees/coordinators shall not be held responsible for any unforeseen occurrence / circumstances / ailments / or related incidents including but not limited to incidents during/after the program or hotel stay or local travel while in Mumbai, India.

    8. Breakfast would be complimentary at the hotel, during the days of hotel stay.

    9. Any other expenses related to participant's accommodation, telephone calls, laundry, usage of minibars, personal restaurant bills, other expenses related personal nature etc. are needed to be cleared / settled by the participants directly to hotel before checking-out.

    10. BIL would be providing working lunch for the 5 days of training program, remaining the participants are requested to take care of.