Understanding Listing Agreement in India

Program

The program provides a comprehensive overview of the major facets of the Listing Agreement and the Latest Development in the Listing Agreement.

Listing of Securities
  • What is listing;
  • Who can list;
  • What securities can be listed;
  • Process.


  • Legal Regime
  • SEBI;
  • Securities Contracts (Regulation) Act, 1956;
  • Securities Contracts (Regulation) Rules, 1957;
  • SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997;
  • SEBI (Prohibition of Insider Trading) Regulations, 1992;
  • SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009.


  • Listing Agreement-
  • Genesis and history of Listing Agreement;
  • Applicability and relevance;
  • Contract between Stock Exchange and listed companies.


  • Important Clauses of the Listing Agreement
  • Notifications / Intimations:
    •     1. Advance notifications for certain corporate actions;
    •    2. Notification after certain corporate actions (e.g. outcome of Board Meetings – dividend declaration, declaration of bonus, buy back of securities, change of business etc.);
    •   3. Corporate actions requiring both intimation to stock exchanges and notification in newspapers;
    •   4. Best practices – guidance of timing and mode of intimation – illustration by way of examples addressing common concerns for both the Stock Exchange and corporate.
  • Corporate Governance – Clause 49:
    •    1. Adequacy of Indian Corporate Governance; and
    •    2. Best practices.
  • Filings - Listing Agreement, Takeover Code and PIT Regulations - illustration by way of examples addressing common concerns for both the Stock Exchange and corporate


  • Recent Developments to the Listing Agreement – Impact

    Brokers, Sub- Brokers, Dealers, Traders, Derivatives Research and Sales Teams, Foreign Institutional Investors, Financial Institutions, Fund Managers, Corporates, Equity Analysts, Practising Professionals, High Net worth Investors, Bankers.

    Half Day
    10.00 am to 3.00 pm

    Rs. 4,000.00 + Applicable Taxes per participant inclusive of tuition fees, and (morning / evening) refreshments only.

    For further details regarding contents,
    E-mail: training@bseindia.com